Privacy Policy

We consider your privacy to be very important.

We have notified the Office of the Information Commissioner of our processing obligations as required by the Data Protection Act 1998 and fully intend to comply with the provisions of that Act. For further information please contact the Office of the Information Commissioner ( or ourselves.

Information provided by you will be used by us to provide you with information and advice about investment and insurance products.

It is your responsibility to ensure that the information that you provide to us is accurate and up to date and to inform us of any changes that need to be made.

By submitting your information to us you CONSENT to it being processed by us.

Information provided by you will be stored securely, kept strictly confidential, and will not be disclosed to any third party without your explicit consent, with the following exceptions:

  • In order to give you the information and advice that you require we may need to disclose your information to providers of investments and insurance policies.
  • Our compliance advisers, auditors, and our regulatory body may require us to disclose certain client details to them in the normal course of their duties.
  • The hosting of our web site, and of associated client data, is carried out by ClientsFirst Ltd. ClientsFirst Ltd are Data Processors within the meaning of the Act, and will not use client information except in order to provide the functionality of the web site.

We will disclose to you, on written request, what information we have on our systems related to you, how we use it, and we will give you the opportunity to review and correct any information we may hold.